Filing Details
- Accession Number:
- 0001181431-12-021750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 16:36:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1431897 | Annie's Inc. | BNNY | Food And Kindred Products (2000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118342 | Solera Partners Lp | C/O Solera Capital, Llc, 625 Madison Ave New York NY 10022 | No | No | Yes | No | |
1545962 | Molly Ashby | C/O Solera Capital, Llc 625 Madison Avenue New York NY 10022 | Yes | No | Yes | No | |
1545963 | Sci Partners, L.p. | C/O Solera Capital, Llc 625 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1545964 | Solera Capital Gp, L.p. | C/O Solera Capital, Llc 625 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1545965 | Solera Gp, Llc | C/O Solera Capital, Llc 625 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1545966 | Solera Gp Ii, Llc | C/O Solera Capital, Llc 625 Madison Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-04-02 | 14,207,529 | $0.00 | 14,207,529 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-04-02 | 4,375,833 | $19.00 | 9,831,696 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A 2002 Convertible Preferred | Disposition | 2012-04-02 | 3,698,203 | $0.00 | 3,698,203 | $0.00 |
Common Stock | Series A 2004 Convertible Preferred | Disposition | 2012-04-02 | 5,956,484 | $0.00 | 5,956,484 | $0.00 |
Common Stock | Series A 2005 Convertible Preferred | Disposition | 2012-04-02 | 4,552,842 | $0.00 | 4,552,842 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Immediately prior to the consummation of the Issuer's initial public offering, all shares of convertible preferred stock were converted on a one-for-1.239385 basis to shares of common stock of the Issuer.
- Represents shares owned by Solera Partners, L.P. and SCI Partners, L.P. Solera Partners, L.P. is controlled by its general partner, Solera Capital GP, L.P., which is controlled by its general partner, Solera GP, LLC. Molly F. Ashby is the sole managing member of Solera GP, LLC. In addition, investment and disposition decisions for Solera Partners, L.P. are generally made by a majority vote of the investment committee of Solera Capital GP, L.P., which majority vote must include Ms. Ashby. The investment committee is comprised of three members, including Ms. Ashby. SCI Partners, L.P. is controlled by its general partner, Solera GP II, LLC. Ms. Ashby is the sole managing member of Solera GP II, LLC. Ms. Ashby expressly disclaims beneficial ownership of such shares as to which she does not have a pecuniary interest.
- As part of the Issuer's initial public offering, the holders sold 4,375,833 shares of common stock of the Issuer.