Filing Details
- Accession Number:
- 0001127602-12-012959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 16:31:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1014739 | Bioscrip Inc. | BIOS | Retail-Drug Stores And Proprietary Stores (5912) | 050489664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033096 | H Richard Friedman | 100 Clearbrook Road Elmsford NY 10523 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2012-04-02 | 36,312 | $5.80 | 190,591 | No | 4 | M | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2012-04-02 | 36,312 | $7.00 | 154,279 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2012-04-02 | 36,312 | $0.00 | 36,312 | $5.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,386 | 2004-01-02 | 2012-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.0001 Par Value | 250,000 | Indirect | By The Richard H. Friedman Grantor Retained Annuity Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Option To Purchase Common Stock | $2.73 | 2010-04-28 | 2012-05-31 | 0 | 0 | Direct |
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | $7.03 | 2005-01-02 | 2012-05-31 | 200,000 | 200,000 | Direct |
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | $6.36 | 2006-01-03 | 2012-05-31 | 200,000 | 200,000 | Direct |
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | $7.54 | 2007-01-03 | 2012-05-31 | 200,000 | 200,000 | Direct |
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | $7.70 | 2009-01-02 | 2012-05-31 | 130,000 | 130,000 | Direct |
Common Stock, $.0001 Par Value | Employee Stock Option (Right to Buy) | $7.70 | 2009-01-02 | 2012-05-31 | 70,000 | 70,000 | Direct |
Common Stock, $.0001 Par Value | Option To Purchase Common Stock | $6.52 | 2009-04-29 | 2012-05-31 | 112,500 | 112,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-31 | 0 | 0 | Direct |
2012-05-31 | 200,000 | 200,000 | Direct |
2012-05-31 | 200,000 | 200,000 | Direct |
2012-05-31 | 200,000 | 200,000 | Direct |
2012-05-31 | 130,000 | 130,000 | Direct |
2012-05-31 | 70,000 | 70,000 | Direct |
2012-05-31 | 112,500 | 112,500 | Direct |
Footnotes
- Includes 10,000 shares owned jointly with Mr. Friedman's spouse.
- These sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.01, inclusive. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth this footnote.
- Shares of Common Stock are owned by the Richard H. Friedman Grantor Retained Annuity Trust dated June 22, 2009. The 250,000 shares held in the trust were transferred to the trust by Mr. Friedman on June 22, 2009. Mr. Friedman is trustee of the trust and has sole voting and dispositive power with respect to these shares of Common Stock.
- Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.
- Fully Vested