Filing Details
- Accession Number:
- 0001127602-12-012675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 12:16:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220930 | N Augustus Stephas | 2030 Hamilton Place Blvd., Suite 500 Chattanooga TN 374216000 | Exec Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-02 | 10,800 | $18.27 | 60,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-02 | 10,800 | $18.94 | 49,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-04-02 | 10,800 | $0.00 | 10,800 | $18.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-07 | 2012-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Preferred Series C Depositary Shares | 750 | Direct | |
| Preferred Series C Depositary Shares | 200 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 2043-11-03 | 55,340 | 55,340 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2043-11-03 | 55,340 | 55,340 | Direct |
Footnotes
- Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
- Vests 20% annually over five years on each anniversary date starting on the first exercisable date shown.
- The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
- Immediately exercisable.
Billionaire Hedge Funds
