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Filing Details

Accession Number:: 0001209191-12-022114
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-04-04 13:00:00
Reporting Period:: 2012-04-02

Filing Date:: 2012-04-04
Accepted Time:: 2012-04-04 18:44:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1340127	Carbonite Inc	CARB	Services-Computer Processing & Data Preparation (7374)	331111329

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1229269	David Friend	C/O Carbonite, Inc. 177 Huntington Avenue Boston MA 02115	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-04-02	1,753	$10.59	912,286	No	4	S	Direct
Common Stock	Disposition	2012-04-02	60	$10.59	99,940	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	281	$10.59	456,911	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	54	$10.59	85,535	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	61	$10.59	98,480	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	54	$10.59	85,535	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	61	$10.59	98,480	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-02	15	$10.59	23,985	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	1,753	$10.44	910,533	No	4	S	Direct
Common Stock	Disposition	2012-04-03	60	$10.44	99,880	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	281	$10.44	456,630	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	54	$10.44	85,481	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	61	$10.44	98,419	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	54	$10.44	85,481	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	61	$10.44	98,419	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-04-03	15	$10.44	23,970	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Direct
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,525	Indirect	By Spouse
Common Stock	3,000	Indirect	By Son
Common Stock	3,000	Indirect	By Son
Common Stock	3,000	Indirect	By Daughter
Common Stock	3,000	Indirect	By Daughter

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2011.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $11.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects the distribution on or about March 13, 2012 to the reporting person of 16,260 shares of Common Stock from the David Friend 2009 Qualified Annuity Trust II, 8,265 shares of Common Stock from the David Friend 2009 Qualified Annuity Trust III, and 42,808 shares of Common Stock from the David Friend 2010 Qualified Annuity Trust I.
These shares are owned by the David Friend 2011 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Reflects the distribution on or about March 13, 2012 to the reporting person of 42,808 shares of Common Stock.
These shares are owned by the David Friend 2010 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Reflects the distribution on or about March 13, 2012 to the reporting person of 16,260 shares of Common Stock.
These shares are owned by the David Friend 2009 Qualified Annunity Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Reflects the distribution on or about March 13, 2012 to the reporting person of 8,265 shares of Common Stock.
These shares are owned by the David Friend 2009 Qualified Annunity Trust III. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Reflects the distribution on or about March 13, 2012 to Margaret F.A. Shepherd of 16,260 shares of Common Stock.
These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Reflects the distribution on or about March 13, 2012 to Margaret F.A. Shepherd of 8,265 shares of Common Stock.
These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust II. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned by the Friend-Shepherd Family 2009 Irrevocable Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.22 to $10.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects the distribution on or about March 13, 2012 to Margaret F.A. Shepherd of 16,260 shares of Common Stock from the Margaret Sherpherd 2009 Qualified Annuity Trust and 8,265 shares of Common Stock from the Margaret Shepherd 2009 Qualified Annuity Trust II.
These shares are owned by Margaret F.A. Shepherd. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned by Jasper Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned by Zachery Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned by Lilian Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned by Zoe Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.