Filing Details
- Accession Number:
- 0001127602-12-013329
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-01
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 17:03:01
- Original Submission Date:
- 2012-04-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145197 | Insulet Corp | PODD | Surgical & Medical Instruments & Apparatus (3841) | 043523891 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395777 | Duane Desisto | C/O Insulet Corporation 9 Oak Park Drive Bedford MA 01730 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-01 | 70,000 | $0.00 | 140,497 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-04-02 | 2,235 | $3.60 | 160,497 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-04-02 | 17,765 | $2.50 | 158,262 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-02 | 20,000 | $19.35 | 140,497 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-04-01 | 70,000 | $0.00 | 70,000 | $19.14 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-04-02 | 2,235 | $0.00 | 2,235 | $3.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-04-02 | 17,765 | $0.00 | 17,765 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,000 | 2022-04-01 | No | 4 | A | Direct | |
265,527 | 2015-02-09 | No | 4 | M | Direct | |
0 | 2014-02-23 | No | 4 | M | Direct |
Footnotes
- This option is subject to a four-year vesting period, with 25% of the total award vesting one year after the grant date and the remainder vesting in equal quarterly installments each quarter thereafter for 12 quarters, subject to continued employment.
- This option may be exercised at any time, whether vested or not, but, upon termination of employment, we may repurchase any unvested shares at the exercise price paid for the shares. This option is subject to a four-year vesting period, with 25% of the total award vesting one year after the grant date and the remainder vesting in equal monthly installments each month thereafter for 36 months, subject to continued employment.
- The 70,000 restricted stock units vest one-quarter of the total units on the first anniversary date of the grant and one-quarter each on the second, third and fourth anniversaries of the date of the grant. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date.
- Includes 13,334 restricted stock units granted on March 1, 2010 which vest on March 1, 2013; and 26,667 restricted stock units granted on March 1, 2011 which vest one-half each on March 1, 2013 and March 1, 2014. Vested shares will be delivered to the reporting person as soon as practiable following a vesting date.
- Includes an aggregate of 7,198 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 219 shares acquired on December 31, 2007; 694 shares acquired on June 30, 2008; 1,429 shares acquired on December 31, 2008; 1,431 shares acquired on June 30, 2009; 772 shares acquired on December 31, 2009; 749 shares acquired on June 30, 2010; 732 shares acquired on December 31, 2010; 532 shares acquired on June 30, 2011; and 640 shares acquired on December 30, 2011.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2011.
- The price reported represents the weighted average sale price of the shares sold. The shares were sold at varying prices in the range of $19.055 to $19.64. The reporting Person hereby undertakes, upon request of the Staff of the U.S Securities Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.