Filing Details
- Accession Number:
- 0001012975-12-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 13:00:00
- Reporting Period:
- 2012-03-30
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 16:03:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040273 | Third Point Llc | 390 Park Avenue New York NY 10022 | Yes | No | Yes | Yes | |
1300345 | S Daniel Loeb | C/O Third Point Llc 390 Park Avenue New York NY 10022 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 32,500 | $7.94 | 32,500 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 48,655 | $7.92 | 81,165 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 617,386 | $8.05 | 698,551 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 24,049 | $7.64 | 722,600 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 8,900 | $7.94 | 8,900 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 13,200 | $7.92 | 22,100 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 168,600 | $8.05 | 190,700 | No | 4 | P | Indirect | By managed account |
Common Stock, $0.00001 Par Value | Acquisiton | 2012-03-30 | 6,600 | $7.64 | 197,300 | No | 4 | P | Indirect | By managed account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
No | 4 | P | Indirect | By managed account |
Footnotes
- Third Point LLC ("Third Point") acts as the investment manager to a managed account that holds the shares of the common stock of the Issuer (the "Common Stock") to which this footnote relates. Third Point, as investment manager of such managed account, and Daniel S. Loeb, as Chief Executive Officer of Third Point, each may be deemed to beneficially own such shares of Common Stock. Each of Third Point and Mr. Loeb disclaims beneficial ownership of any securities reported herein except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Third Point or Mr. Loeb is the beneficial owner of or has any pecuniary interest in such securities for purposes of Section 16 of the Securities Exchange Act, as amended (the "Act") and the rules promulgated thereunder or for any other purpose.
- Third Point acts as the investment manager to a managed account that holds the shares of Common Stock to which this footnote relates. Third Point, as investment manager of such managed account, and Daniel S. Loeb, as Chief Executive Officer of Third Point, each may be deemed to beneficially own such shares of Common Stock. Each of Third Point and Mr. Loeb disclaims beneficial ownership of any securities reported herein except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Third Point or Mr. Loeb is the beneficial owner of or has any pecuniary interest in such securities for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.