Filing Details
- Accession Number:
- 0001181431-12-022251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 14:10:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293780 | J Jameson Mcjunkin | Madrone Capital Partners 3000 Sand Hill Road, Building 1, Suite 1 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-04 | 3,280,532 | $0.00 | 3,280,532 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2012-04-04 | 585,912 | $0.00 | 585,912 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2012-04-04 | 446,563 | $0.00 | 446,563 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2012-04-04 | 763,889 | $6.00 | 763,889 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2011-11-15 | 26,382 | $0.58 | 26,382 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2012-04-04 | 3,280,532 | $0.00 | 3,280,532 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2012-04-04 | 585,912 | $0.00 | 585,912 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2012-04-04 | 446,563 | $0.00 | 446,563 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares reflect the automatic conversion of 3,280,532 shares of the Issuer's Series D Preferred Stock for 3,280,532 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares reflect the automatic conversion of 585,912 shares of the Issuer's Series E Preferred Stock for 585,912 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares are directly held by Madrone Partners L.P. Affiliated individuals and the Reporting Person, a member of the Issuer's board of directors, share voting and dispositive power over shares held by Madrone Partners L.P.; however, the affiliated individuals and the Reporting Person disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- Notes and accrued interest in the aggregate of $2,679,386.89 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00.
- Immediately convertible into shares of the Issuer's common stock.
- These shares have no expiration date.