Filing Details
- Accession Number:
- 0001181431-12-022507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-04
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 17:32:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435898 | Kpcb Green Growth Fund Llc | 2750 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1500596 | Kpcb Ggf Associates, Llc | 2750 Sand Hill Road Menlo Park CA 94025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-04 | 728,215 | $6.00 | 959,009 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-04-04 | 1,929,944 | $0.00 | 2,888,953 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2012-04-04 | 1,684,483 | $0.00 | 4,573,436 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | Disposition | 2012-04-04 | 1,929,944 | $0.00 | 1,929,944 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2012-04-04 | 1,684,483 | $0.00 | 1,684,483 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The shares reflect the automatic conversion of 1,929,944 shares of the Issuer's Series E Preferred Stock for 1,929,944 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares and notes are directly held by KPCB Green Grown Fund, LLC ("GGF Fund"). The managing member for GGF Fund is KPCB GGF Associates, LLC ("GGF Associates"). The voting and dispositive control over the shares is shared by individual managing directors of GGF Associates, none of whom has veto power. Excludes 188,368 shares of Common Stock in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- Principle and accrued interest in the aggregate of $10,106,903.75 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00 per share.
- Immediately convertible into shares of the Issuer's common stock.
- These shares have no expiration date.