Filing Details

Accession Number:
0001209191-12-021433
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-03 13:00:00
Reporting Period:
2012-04-01
Filing Date:
2012-04-03
Accepted Time:
2012-04-03 16:43:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142512 Ziprealty Inc ZIPR Real Estate Agents & Managers (For Others) (6531) 943319956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475223 Samantha Harnett 2000 Powell Street
Suite 300
Emeryville CA 94608
Vp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-01 1,257 $1.37 3,243 No 4 F Direct
Common Stock Disposition 2012-04-02 1,500 $1.45 1,743 No 4 S Direct
Common Stock Disposition 2012-04-03 871 $1.41 872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.90 2012-03-05 2021-03-04 40,000 40,000 Direct
Common Stock Stock Option (right to buy) $4.90 2011-03-04 2020-03-03 20,000 20,000 Direct
Common Stock Stock Option (right to buy) $4.97 2009-05-21 2018-05-20 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $4.79 2008-12-11 2017-12-10 6,000 6,000 Direct
Common Stock Stock Option (right to buy) $3.20 2009-08-01 2016-07-23 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $3.20 2009-08-01 2016-07-23 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $3.20 2009-08-01 2016-07-23 12,000 12,000 Direct
Common Stock Stock Option (right to buy) $3.80 2010-11-01 2019-10-31 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $1.25 2013-03-08 2022-03-07 33,333 33,333 Direct
Common Stock Stock Option (right to buy) $1.25 2013-03-08 2022-03-07 33,333 33,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-03-04 40,000 40,000 Direct
2020-03-03 20,000 20,000 Direct
2018-05-20 30,000 30,000 Direct
2017-12-10 6,000 6,000 Direct
2016-07-23 2,500 2,500 Direct
2016-07-23 2,500 2,500 Direct
2016-07-23 12,000 12,000 Direct
2019-10-31 30,000 30,000 Direct
2022-03-07 33,333 33,333 Direct
2022-03-07 33,333 33,333 Direct
Footnotes
  1. These shares include 3,000 shares of restricted stock granted on March 4, 2010 which vested on April 1, 2012, less 1,257 shares surrendered as reported herein to satisfy a tax withholding obligation, in accordance with the terms of the related Restricted Stock Award Agreement.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on or about November 2, 2011.
  3. One-fourth of the shares subject to the option vested and became exercisable on March 5, 2012, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  4. One-fourth of the shares subject to the option vested and became exercisable on March 4, 2011, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  5. One-fourth of the shares subject to the option vested and became exercisable on May 21, 2009, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  6. One-fourth of the shares subject to the option vested and became exercisable on December 11, 2008, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  7. The shares subject to the option vest at the rate of 1/36 per month on the first date of each month starting on August 1, 2009, until fully vested.
  8. One-fourth of the shares subject to the option vested and became exercisable on November 1, 2010, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  9. One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  10. One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.