Filing Details
- Accession Number:
- 0001209191-12-021433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 13:00:00
- Reporting Period:
- 2012-04-01
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 16:43:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475223 | Samantha Harnett | 2000 Powell Street Suite 300 Emeryville CA 94608 | Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-01 | 1,257 | $1.37 | 3,243 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-04-02 | 1,500 | $1.45 | 1,743 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-03 | 871 | $1.41 | 872 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $2.90 | 2012-03-05 | 2021-03-04 | 40,000 | 40,000 | Direct |
Common Stock | Stock Option (right to buy) | $4.90 | 2011-03-04 | 2020-03-03 | 20,000 | 20,000 | Direct |
Common Stock | Stock Option (right to buy) | $4.97 | 2009-05-21 | 2018-05-20 | 30,000 | 30,000 | Direct |
Common Stock | Stock Option (right to buy) | $4.79 | 2008-12-11 | 2017-12-10 | 6,000 | 6,000 | Direct |
Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 2,500 | 2,500 | Direct |
Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 2,500 | 2,500 | Direct |
Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 12,000 | 12,000 | Direct |
Common Stock | Stock Option (right to buy) | $3.80 | 2010-11-01 | 2019-10-31 | 30,000 | 30,000 | Direct |
Common Stock | Stock Option (right to buy) | $1.25 | 2013-03-08 | 2022-03-07 | 33,333 | 33,333 | Direct |
Common Stock | Stock Option (right to buy) | $1.25 | 2013-03-08 | 2022-03-07 | 33,333 | 33,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-03-04 | 40,000 | 40,000 | Direct |
2020-03-03 | 20,000 | 20,000 | Direct |
2018-05-20 | 30,000 | 30,000 | Direct |
2017-12-10 | 6,000 | 6,000 | Direct |
2016-07-23 | 2,500 | 2,500 | Direct |
2016-07-23 | 2,500 | 2,500 | Direct |
2016-07-23 | 12,000 | 12,000 | Direct |
2019-10-31 | 30,000 | 30,000 | Direct |
2022-03-07 | 33,333 | 33,333 | Direct |
2022-03-07 | 33,333 | 33,333 | Direct |
Footnotes
- These shares include 3,000 shares of restricted stock granted on March 4, 2010 which vested on April 1, 2012, less 1,257 shares surrendered as reported herein to satisfy a tax withholding obligation, in accordance with the terms of the related Restricted Stock Award Agreement.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on or about November 2, 2011.
- One-fourth of the shares subject to the option vested and became exercisable on March 5, 2012, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- One-fourth of the shares subject to the option vested and became exercisable on March 4, 2011, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- One-fourth of the shares subject to the option vested and became exercisable on May 21, 2009, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- One-fourth of the shares subject to the option vested and became exercisable on December 11, 2008, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- The shares subject to the option vest at the rate of 1/36 per month on the first date of each month starting on August 1, 2009, until fully vested.
- One-fourth of the shares subject to the option vested and became exercisable on November 1, 2010, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.