Filing Details

Accession Number:
0000914190-12-000240
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-02 13:00:00
Reporting Period:
2012-03-30
Filing Date:
2012-04-02
Accepted Time:
2012-04-02 15:21:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133869 Nile Therapeutics Inc. NLTX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189164 B Richard Brewer C/O Nile Therapeutics, Inc.
4 West 4Th Avenue, Suite 400
San Mateo CA 94402
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-30 125,000 $0.00 125,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2012-03-30 93,750 $0.00 93,750 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
93,750 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $0.32 2010-07-21 2020-07-21 450,000 450,000 Direct
Common Stock Stock Option (Right to Buy) $0.37 2020-07-26 900,000 900,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-07-21 450,000 450,000 Direct
2020-07-26 900,000 900,000 Direct
Footnotes
  1. The reported securities were purchased by the Reporting Person at an aggregate price of $0.40 for one share of common stock and three-fourths of a warrant to purchase one share of common stock.
  2. This option vests in eight equal quarterly installments beginning 9/30/2011.
  3. The warrants are exercisable for a period of five years beginning on the earlier of (i) the date on which a registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the warrants and the subsequent resale of such shares is declared effective by the Securities and Exchange Commission, and (ii) one year and one day after issuance.