Filing Details
- Accession Number:
- 0001181431-12-022641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 20:40:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307923 | P L Iii Partners Equity Palladium | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No | |
1525547 | A Marcos Rodriguez | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No | |
1525768 | Palladium Equity Partners Iii, L.l.c. | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Disposition | 2012-04-02 | 808,886 | $13.95 | 3,686,575 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- This amount represents the $15 public offering price per share of the Issuer's common stock less the underwriting discount of $1.05 per share.
- These shares of common stock of the Issuer are held by Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.