Filing Details
- Accession Number:
- 0001209191-12-022046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-03
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 17:56:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1439404 | Zynga Inc | ZNGA | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134069 | J Mark Pincus | C/O Zynga Inc. 699 Eighth Street San Francisco CA 94103 | Ceo, Chief Product Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-04-03 | 16,500,000 | $0.00 | 16,500,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2012-04-03 | 16,500,000 | $11.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2012-04-03 | 16,500,000 | $0.00 | 16,500,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,152,912 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 1,440,000 | 1,440,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,327,300 | 1,327,300 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 27,765,634 | 27,765,634 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,440,000 | 1,440,000 | Indirect | |
1,327,300 | 1,327,300 | Indirect | |
27,765,634 | 27,765,634 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock and Class C Common Stock together represent less than 10% of the aggregate combined voting power of the Issuer's capital stock.
- In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) any transfer, whether or not for value, (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of Mr. Pincus, shares of Class B Common Stock held by him or his permitted estate planning entities will convert to Class A Common Stock, provided that the conversion will be deferred for up to nine months following his death or disability so long as exclusive voting control of his shares of Class B Common Stock is being exercised by a group of voting trustees previously approved by the Issuer's board of directors.
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The Reporting Person sold shares to the Underwriters in connection with the sale of shares of Class A Common Stock by the Reporting Person in the Issuer's public offering.
- Shares held directly by Alison Gelb Pincus, Mark Pincus' spouse.
- Shares held jointly by Mr. and Mrs. Pincus. Mr. Pincus holds shared voting and dispositive power with repect to the shares.
- Shares held directly by Ogden Enterprises LLC. Mark Pincus serves as Manager and holds shared voting and dispositive power with respect to the shares held by Ogden Enterprises LLC.