Filing Details
- Accession Number:
- 0001209191-12-022146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 19:12:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053120 | Joe J Ricketts | C/O Hugo Llc, 1395 S. Platte River Drive Denver CO 80223 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-02 | 4,000 | $20.01 | 50,215,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-03 | 521,988 | $20.04 | 49,693,697 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,152,760 | Indirect | By Spouse |
| Common Stock | 1,100,000 | Indirect | By Spouse's Annuity Trust |
Footnotes
- Reflects the weighted average sale price per share for Mr. Ricketts' transactions on April 2, 2012. The price per share for such transactions ranged from $20.00 to $20.02. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Reflects the weighted average sale price per share for Mr. Ricketts' transactions on April 3, 2012. The price per share for such transactions ranged from $20.00 to $20.17. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Shares are held by an annuity trust, for which Mrs. Ricketts is the grantor and a beneficiary.
Billionaire Hedge Funds
