Filing Details
- Accession Number:
- 0001209191-12-020884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-02 13:00:00
- Reporting Period:
- 2012-03-30
- Filing Date:
- 2012-04-02
- Accepted Time:
- 2012-04-02 17:25:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1446679 | C. Mark Roualet | C/O General Dynamics Corporation 2941 Fairview Park Drive, Suite 100 Falls Church VA 22042 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2012-03-30 | 36,556 | $40.09 | 83,063 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2012-03-30 | 26,228 | $73.41 | 56,835 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-03-30 | 36,556 | $0.00 | 36,556 | $40.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,544 | 2014-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.00 Par Value | 7,199 | Indirect | 401(k) Plan |
Footnotes
- Reflects shares sold primarily to cover exercise price, taxes and other costs in connection with an option exercise. As a result of the option exercise, the number of shares held by the Reporting Person increased by 10,328 shares.
- Sale prices ranged from $73.34 to $73.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- Fifty percent became exercisable on 3/4/10 and the remaining fifty percent became exercisable on 3/4/11.
Billionaire Hedge Funds
