Filing Details
- Accession Number:
- 0001104659-12-024114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-05 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-05
- Accepted Time:
- 2012-04-05 17:17:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167178 | A123 Systems Inc. | AONE | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 043583876 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472308 | N Gilbert Jr. Riley | C/O A123 Systems, Inc. 200 West Street Waltham MA 02451 | Cto & Vp Of Res. & Dev. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-02 | 20,000 | $1.09 | 493,705 | No | 4 | S | Indirect | By The Yusun Kim Riley Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The Yusun Kim Riley Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 603,671 | Direct |
Footnotes
- Includes 220,336 RSUs.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.