Filing Details
- Accession Number:
- 0000768835-12-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-21 13:00:00
- Reporting Period:
- 2012-03-20
- Filing Date:
- 2012-03-21
- Accepted Time:
- 2012-03-21 17:00:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 768835 | Big Lots Inc | BIG | Retail-Variety Stores (5331) | 061119097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332978 | S Steven Fishman | 300 Phillipi Road Columbus OH 43228 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-20 | 62,500 | $28.73 | 552,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-20 | 165,000 | $21.06 | 717,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-20 | 227,500 | $45.23 | 490,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Purchase Option | Disposition | 2012-03-20 | 62,500 | $0.00 | 62,500 | $28.73 |
| Common Stock | Stock Purchase Option | Disposition | 2012-03-20 | 165,000 | $0.00 | 165,000 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-13 | 2014-03-13 | No | 4 | M | Direct |
| 0 | 2012-03-07 | 2015-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 353,933 | Indirect | By grantor retained annuity trust |
Footnotes
- The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $45.00 to $45.56. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- On November 17, 2010, the reporting person contributed 210,058 shares of BIG common stock to a grantor retained annuity trust for the benefit of himself and his heirs and, on July 14, 2011, the reporting person contributed 143,875 shares of BIG common stock to a grantor retained annuity trust for the benefit of himself and his heirs.
- The date upon which the Stock Purchase Option became fully exercisable.
Billionaire Hedge Funds
