Filing Details
- Accession Number:
- 0000908834-12-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-22 13:00:00
- Reporting Period:
- 2012-03-20
- Filing Date:
- 2012-03-22
- Accepted Time:
- 2012-03-22 16:05:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 3197 | Ceco Environmental Corp | CECE | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 132566064 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531469 | Lowell Benton Cook | 4625 Red Bank Road Suite 200 Cincinnati OH 45227 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-20 | 1,000 | $1.98 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-20 | 2,000 | $5.26 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-20 | 200 | $8.41 | 2,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 100 | $8.37 | 2,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 200 | $8.36 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 1,500 | $8.35 | 1,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 800 | $8.35 | 200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 75 | $8.33 | 125 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-20 | 125 | $8.32 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-20 | 2,000 | $0.00 | 2,000 | $5.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-20 | 1,000 | $0.00 | 1,000 | $1.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2020-04-29 | No | 4 | M | Direct | |
| 2,000 | 2018-12-01 | No | 4 | M | Direct |
Footnotes
- Shares are from an option for 6,000 shares, 2,000 of which vested on April 29, 2011, and 2,000 of which vest on each of April 29, 2012 and April 29, 2013.
- Shares are from an option for 3,000 shares, 1,000 of which vested on December 1, 2011, and 1,000 of which vest on each of December 1, 2012 and December 1, 2013.
Billionaire Hedge Funds
