Filing Details
- Accession Number:
- 0001209191-12-023482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-18 13:00:00
- Reporting Period:
- 2012-04-16
- Filing Date:
- 2012-04-18
- Accepted Time:
- 2012-04-18 16:07:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1359555 | Pendrell Corp | PCO | Patent Owners & Lessors (6794) | 980221142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167365 | Highland Capital Management Lp | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No | |
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No | |
1381169 | Strand Advisors, Inc. | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-04-16 | 1,484,932 | $1.14 | 51,664,264 | No | 4 | P | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2012-04-16 | 10,200 | $1.21 | 51,674,464 | No | 4 | P | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2012-04-16 | 1,004,868 | $1.14 | 52,679,332 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This statement is jointly filed by and on behalf of each of Highland Capital Management, L.P. ("Highland"), Strand Advisors, Inc. ("Strand") and James D. Dondero. Highland acts as an investment adviser to, and manages investment and trading accounts of, other persons and may be deemed, through investment advisory contracts or otherwise, to beneficially own securities owned by other persons. Strand is the general partner of Highland and may be deemed to beneficially own securities owned by Highland. Mr. Dondero is the President of Strand and may be deemed to beneficially own securities owned by Strand.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owners of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.