Filing Details
- Accession Number:
- 0001169553-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-16 13:00:00
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2012-04-16
- Accepted Time:
- 2012-04-16 16:23:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366649 | Dialogic Inc. | DLGC | Services-Computer Integrated Systems Design (7373) | 943409691 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1169553 | Tennenbaum Capital Partners Llc | 2951 28Th Street Suite 1000 Santa Monica CA 90405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series D-1 Preferred Stock | Acquisiton | 2012-04-11 | 1 | $100.00 | 1 | No | 4 | P | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Footnote |
Footnotes
- Tennenbaum Opportunities Partners V, LP ("TOP V") is the holder of the Preferred Stock.
- By reason of its position as Investment Manager to TOP V, Tennenbaum Capital Partners, LLC has the power of voting and disposition of the Preferred Stock held by TOP V. The reporting person disclaims beneficial ownershop of these securities except to the extent of its pecuniary interest therein.