Filing Details
- Accession Number:
- 0001140361-12-019553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-05 13:00:00
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-05
- Accepted Time:
- 2012-04-05 16:17:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243489 | Erich Sager | C/O Raptor Pharmaceutical Corp. 9 Commercial Blvd., Suite 200 Novato CA 94949 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-02 | 10,986 | $2.57 | 522,423 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-02 | 391 | $6.66 | 522,032 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 1,200 | $6.69 | 520,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 4,409 | $6.70 | 516,423 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 100 | $6.71 | 516,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 1,100 | $6.71 | 515,223 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 2,100 | $6.72 | 513,123 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 600 | $6.73 | 512,523 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 900 | $6.74 | 511,623 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 100 | $6.75 | 511,523 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 423 | $6.75 | 511,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 100 | $6.76 | 511,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 200 | $6.76 | 510,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 800 | $6.77 | 510,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 100 | $6.78 | 509,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 902 | $6.78 | 508,998 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 886 | $6.79 | 508,112 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-02 | 600 | $6.80 | 507,512 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Disposition | 2012-04-02 | 10,986 | $0.00 | 10,986 | $2.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
522,423 | 2006-11-26 | 2016-05-25 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
- Original option grant vests 6/36ths on November 26, 2006 and 1/36th per month thereafter.