Filing Details
- Accession Number:
- 0001137411-12-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 15:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191569 | E Patrick Allen | M/S 124-318 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-15 | 25,000 | $36.55 | 55,446 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-15 | 989 | $58.67 | 54,457 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 902 | $58.66 | 53,555 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 400 | $58.65 | 53,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 7,709 | $58.64 | 45,446 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 400 | $58.73 | 45,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 100 | $58.72 | 44,946 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 100 | $58.70 | 44,846 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 300 | $58.70 | 44,546 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 714 | $58.71 | 43,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 100 | $58.71 | 43,732 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 186 | $58.69 | 43,546 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 300 | $58.70 | 43,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 2,800 | $58.70 | 40,446 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 400 | $58.80 | 40,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 4,600 | $58.80 | 35,446 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 200 | $58.75 | 35,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 600 | $58.76 | 34,646 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 4,200 | $58.75 | 30,446 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-03-15 | 25,000 | $0.00 | 25,000 | $36.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,000 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,538 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of February 1, 2012.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 3, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on November 2, 2005, 2006 and 2007.