Filing Details
- Accession Number:
- 0001209191-12-018985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-03-19
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 16:20:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188956 | S Peter Garcia | 1301 Harbor Bay Parkway Alameda CA 94502 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2012-03-19 | 1,700 | $4.68 | 3,700 | No | 4 | P | Direct | |
Common Shares, No Par Value | Acquisiton | 2012-03-19 | 3,300 | $4.67 | 7,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Purchase Common Shares | $4.17 | 2018-10-02 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-02 | 200,000 | 200,000 | Direct |
Footnotes
- Does not include shares that may be acquired upon the exercise of certain stock options.
- 1/48th of the number of options will vest at the end of each full month of employment after October 3, 2011