Filing Details
- Accession Number:
- 0001519506-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 16:22:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883237 | Virtus Investment Partners Inc. | VRTS | Investment Advice (6282) | 954191764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450955 | Iii Patrick William Bradley | C/O Virtus Investment Partners, Inc. 100 Pearl Street Hartford CT 06103 | Svp, Fund Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-15 | 2,377 | $0.00 | 11,872 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-15 | 671 | $82.03 | 11,201 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-16 | 1,253 | $80.94 | 9,948 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-16 | 100 | $81.53 | 9,848 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2011 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2014 and will be settled for shares of common stock on a one-for-one basis upon vesting.
- Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
- This transaction was executed in multiple trades at prices ranging from $80.47 to $81.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 5,780 RSUs that are scheduled to cliff vest on April 20, 2012 and (iii) 1,285 RSUs that are scheduled to cliff vest on March 15, 2013. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.