Filing Details
- Accession Number:
- 0001127602-12-011429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-20 13:00:00
- Reporting Period:
- 2012-03-20
- Filing Date:
- 2012-03-20
- Accepted Time:
- 2012-03-20 17:20:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111367 | A Phillip Bauman | 1450 Broadway 24Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-20 | 950 | $4.22 | 45,658 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,637 | Indirect | Wife |
Common Stock | 100 | Indirect | By wife as custodian for daughter |
Common Stock | 100 | Indirect | Daughter |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.