Filing Details

Accession Number:
0001127602-12-008450
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 12:00:00
Reporting Period:
2012-02-24
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 17:17:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326160 Duke Energy Corp DUK Electric & Other Services Combined (4931) 202777218
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206463 E Marc Manly 550 S. Tryon Street
Charlotte NC 28202
Grpexec,Chieflegaloffr&Corpsec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-24 30,000 $21.00 63,660 No 4 S Direct
Common Stock Disposition 2012-02-24 10,000 $20.95 53,660 No 4 S Direct
Common Stock Acquisiton 2012-02-27 4,936 $11.54 58,596 No 4 M Direct
Common Stock Acquisiton 2012-02-27 33,540 $15.50 92,136 No 4 M Direct
Common Stock Disposition 2012-02-27 47,476 $21.00 44,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 4,936 $0.00 4,936 $11.54
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 33,540 $0.00 33,540 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-04 No 4 M Direct
0 2009-01-01 2016-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,746 Indirect By 401(k)
Footnotes
  1. On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56.
  2. The reporting person was granted 200,000 stock options on December 4, 2002. The options became exercisable in five equal annual installments. All unexercisable options became exercisable in connection with the merger between Duke Energy and Cinergy.