Filing Details
- Accession Number:
- 0001127602-12-008450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 12:00:00
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 17:17:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206463 | E Marc Manly | 550 S. Tryon Street Charlotte NC 28202 | Grpexec,Chieflegaloffr&Corpsec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-24 | 30,000 | $21.00 | 63,660 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-24 | 10,000 | $20.95 | 53,660 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 4,936 | $11.54 | 58,596 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 33,540 | $15.50 | 92,136 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 47,476 | $21.00 | 44,660 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-27 | 4,936 | $0.00 | 4,936 | $11.54 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-27 | 33,540 | $0.00 | 33,540 | $15.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-04 | No | 4 | M | Direct | |
0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,746 | Indirect | By 401(k) |
Footnotes
- On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56.
- The reporting person was granted 200,000 stock options on December 4, 2002. The options became exercisable in five equal annual installments. All unexercisable options became exercisable in connection with the merger between Duke Energy and Cinergy.