Filing Details
- Accession Number:
- 0001225208-12-008095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-20 13:00:00
- Reporting Period:
- 2012-03-16
- Filing Date:
- 2012-03-20
- Accepted Time:
- 2012-03-20 17:04:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184343 | W Patrick Gross | 1680 Capital One Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-16 | 992 | $31.77 | 35,940 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-16 | 992 | $55.00 | 34,948 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-19 | 29,008 | $31.77 | 63,956 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-19 | 29,008 | $55.00 | 34,948 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2012-03-16 | 992 | $0.00 | 992 | $31.77 |
Common Stock | Stock Options | Disposition | 2012-03-19 | 29,008 | $0.00 | 29,008 | $31.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,008 | 2012-11-06 | No | 4 | M | Direct | |
0 | 2012-11-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director.