Filing Details
- Accession Number:
- 0001209191-12-018763
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 13:00:00
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 16:12:02
- Original Submission Date:
- 2012-03-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332602 | Caribou Coffee Company Inc. | CBOU | Retail-Eating & Drinking Places (5810) | 411731219 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444796 | J. Timothy Hennessy | C/O Caribou Coffee Company, Inc. 3900 Lakebreeze Ave., North Brooklynn Center MN 55429 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-09 | 19,048 | $16.70 | 123,742 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-03-12 | 13,285 | $16.50 | 110,457 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-13 | 16,329 | $16.50 | 94,128 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 3,786 | $15.95 | 90,342 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 2,209 | $15.92 | 88,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-15 | 5,461 | $16.50 | 82,672 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2012-03-13 | 6,250 | $16.50 | 6,250 | $3.22 |
| Common Stock | Employee Stock Option | Disposition | 2012-03-15 | 5,000 | $16.50 | 5,000 | $3.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,750 | 2008-09-09 | 2018-09-09 | No | 4 | S | Direct |
| 68,750 | 2008-09-09 | 2018-09-09 | No | 4 | S | Direct |
Billionaire Hedge Funds
