Filing Details
- Accession Number:
- 0001209191-12-018766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 13:00:00
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 16:17:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332602 | Caribou Coffee Company Inc. | CBOU | Retail-Eating & Drinking Places (5810) | 411731219 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407675 | J. Michael Tattersfield | 3900 Lakebreeze Ave., North Brooklyn Center MN 55429 | Ceo & President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 23,824 | $16.70 | 309,364 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-03-13 | 8,377 | $16.14 | 300,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-13 | 1,918 | $16.13 | 299,069 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $16.70 | 2013-03-09 | 2022-03-09 | 61,137 | 61,137 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-09 | 61,137 | 61,137 | Direct |
Footnotes
- Restricted Share Grant approved by the Compensation Committee. Restricted Shares vest 25% per year begining on 03/9/2013.
- Partial disposition of securities to pay state and federal taxes immediately due on vesting restricted stock.
- Options vest 25% per year beginning one year after date of grant.