Filing Details

Accession Number:
0001127602-12-008453
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 12:00:00
Reporting Period:
2012-02-24
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 17:18:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1224370 Mindspeed Technologies Inc MSPD Semiconductors & Related Devices (3674) 010616769
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185811 Y Raouf Halim 4000 Macarthur Blvd., East Tower
Newport Beach CA 92660
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-24 5,500 $2.12 711,576 No 4 M Direct
Common Stock Disposition 2012-02-24 5,500 $6.59 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-24 24,500 $2.12 730,576 No 4 M Direct
Common Stock Disposition 2012-02-24 24,500 $6.51 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-24 10,000 $2.12 716,076 No 4 M Direct
Common Stock Disposition 2012-02-24 10,000 $6.50 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 858 $2.12 706,934 No 4 M Direct
Common Stock Disposition 2012-02-27 858 $6.60 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 5,000 $2.12 711,076 No 4 M Direct
Common Stock Disposition 2012-02-27 5,000 $6.50 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 5,000 $2.12 711,076 No 4 M Direct
Common Stock Disposition 2012-02-27 5,000 $6.41 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 9,152 $2.12 715,228 No 4 M Direct
Common Stock Disposition 2012-02-27 9,152 $6.46 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 5,000 $2.12 711,076 No 4 M Direct
Common Stock Disposition 2012-02-27 5,000 $6.46 706,076 No 4 S Direct
Common Stock Acquisiton 2012-02-27 5,000 $2.12 711,076 No 4 M Direct
Common Stock Disposition 2012-02-27 5,000 $6.44 706,076 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-02-24 5,500 $0.00 5,500 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-24 24,500 $0.00 24,500 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-24 10,000 $0.00 10,000 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 858 $0.00 858 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 5,000 $0.00 5,000 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 9,152 $0.00 9,152 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 5,000 $0.00 5,000 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 5,000 $0.00 5,000 $2.12
Common Stock Stock Option (Right to Buy) Disposition 2012-02-27 5,000 $0.00 5,000 $2.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
174,500 2010-04-30 2017-04-30 No 4 M Direct
150,000 2010-04-30 2017-04-30 No 4 M Direct
140,000 2010-04-30 2017-04-30 No 4 M Direct
139,142 2010-04-30 2017-04-30 No 4 M Direct
134,142 2010-04-30 2017-04-30 No 4 M Direct
124,990 2010-04-30 2017-04-30 No 4 M Direct
119,990 2010-04-30 2017-04-30 No 4 M Direct
114,990 2010-04-30 2017-04-30 No 4 M Direct
109,990 2010-04-30 2017-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,192 Indirect By Savings Plan - MSPD
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.560 to $6.645. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.50 to $6.54. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.50 to $6.51. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.50 to $6.52. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  5. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.40 to $6.44. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  6. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.45 to $6.48. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  7. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.45 to $6.49. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  8. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.440 to $6.455. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  9. Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.