Filing Details
- Accession Number:
- 0001140361-12-011834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 12:00:00
- Reporting Period:
- 2012-02-27
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 16:11:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849869 | Silgan Holdings Inc | SLGN | Metal Cans (3411) | 061269834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199503 | J Anthony Allott | Silgan Holdings Inc. 4 Landmark Square - Suite 400 Stamford CT 06901 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-27 | 30,533 | $5.07 | 275,187 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 30,533 | $42.93 | 244,654 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-29 | 120,000 | $0.00 | 364,654 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified options to purchase Common Stock | Acquisiton | 2012-02-27 | 30,533 | $5.07 | 30,533 | $5.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-27 | No | 4 | M | Direct |
Footnotes
- The range of sales prices for 2/27/2012 was $42.75 - $43.13. The reporting person undertakes to provide, upon request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- On March 1, 2011, the reporting person was granted 120,000 restricted stock units under the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended, subject to the satisfaction of certain performance criteria for the Issuer's 2011 fiscal year. The performance criteria for the Issuer's 2011 fiscal year was determined to have been met upon the finalization of the Issuer's audited financial statements for 2011. Accordingly, these restricted stock units are no longer subject to cancellation. These restricted stock units will vest all at once on March 1, 2014 and will be settled in shares of Common Stock on a 1-for-1 basis.
- This amount includes 162,260 restricted stock units that are not yet vested that have been granted under the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended. Upon vesting, these restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis.
- These options were granted on February 28, 2003 and vested ratably over a five year period beginning on February 28, 2004. All of these options were exercisable prior to the transactions reported on this Form 4.