Filing Details
- Accession Number:
- 0001435933-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 17:08:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072847 | Tower Financial Corp | TOFC | State Commercial Banks (6022) | 352051170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545086 | M Tina Farrington | 116 East Berry Street Fort Wayne IN 46802 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-15 | 250 | $10.00 | 375 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,477 | Indirect | Held by 401(k) plan |
Footnotes
- Additional shares from the reported number in the last filing regarding this item are attributable to the automatic purchase by the Plan Administrator under the Tower Financial Corporation 401(k) Plan, approved by the Board of Directors and Stockholders and exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(c) thereunder.