Filing Details
- Accession Number:
- 0001209191-12-018963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 15:19:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395073 | Parag Shah | C/O Hercules Technology Growth Capital 31 St. James Ave., Suite 790 Boston MA 02116 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Acquisiton | 2012-03-15 | 119,409 | $4.21 | 506,711 | No | 4 | M | Direct | |
Common Stock $0.001 Par Value | Disposition | 2012-03-15 | 69,912 | $10.71 | 436,799 | No | 4 | F | Direct | |
Common Stock $0.001 Par Value | Disposition | 2012-03-15 | 46,108 | $10.67 | 390,691 | No | 4 | S | Direct | |
Common Stock $0.001 Par Value | Disposition | 2012-03-16 | 113,630 | $10.59 | 277,061 | No | 4 | S | Direct | |
Common Stock $0.001 Par Value | Disposition | 2012-03-16 | 694 | $10.53 | 276,367 | No | 4 | F | Direct | |
Common Stock $0.001 Par Value | Disposition | 2012-03-17 | 298 | $10.53 | 276,069 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Footnotes
- Average price.
- Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 16, 2012.
- Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 17, 2012.