Filing Details

Accession Number:
0001209191-12-018963
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-19 13:00:00
Reporting Period:
2012-03-15
Filing Date:
2012-03-19
Accepted Time:
2012-03-19 15:19:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1395073 Parag Shah C/O Hercules Technology Growth Capital
31 St. James Ave., Suite 790
Boston MA 02116
Senior Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.001 Par Value Acquisiton 2012-03-15 119,409 $4.21 506,711 No 4 M Direct
Common Stock $0.001 Par Value Disposition 2012-03-15 69,912 $10.71 436,799 No 4 F Direct
Common Stock $0.001 Par Value Disposition 2012-03-15 46,108 $10.67 390,691 No 4 S Direct
Common Stock $0.001 Par Value Disposition 2012-03-16 113,630 $10.59 277,061 No 4 S Direct
Common Stock $0.001 Par Value Disposition 2012-03-16 694 $10.53 276,367 No 4 F Direct
Common Stock $0.001 Par Value Disposition 2012-03-17 298 $10.53 276,069 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
Footnotes
  1. Average price.
  2. Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 16, 2012.
  3. Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 17, 2012.