Filing Details
- Accession Number:
- 0001209191-12-013617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 12:00:00
- Reporting Period:
- 2012-02-27
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 16:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407932 | Lori Sweere | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp, Human Capital | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-27 | 25,455 | $33.94 | 101,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-27 | 19,766 | $55.73 | 81,920 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-02-27 | 14,140 | $29.74 | 96,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-27 | 10,368 | $55.73 | 85,692 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-02-27 | 19,006 | $33.00 | 104,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-27 | 14,574 | $55.73 | 90,124 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-02-27 | 12,415 | $55.83 | 77,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-27 | 25,455 | $0.00 | 25,455 | $33.94 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-27 | 14,140 | $0.00 | 14,140 | $29.74 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-27 | 19,006 | $0.00 | 19,006 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,455 | 2018-06-05 | No | 4 | M | Direct | |
| 14,140 | 2019-02-23 | No | 4 | M | Direct | |
| 19,006 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $55.83 to $55.85 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 23 from the years 2010 through 2013.
- The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.
Billionaire Hedge Funds
