Filing Details
- Accession Number:
- 0001519537-12-000001
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-20 13:00:00
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2012-03-20
- Accepted Time:
- 2012-03-20 17:42:43
- Original Submission Date:
- 2011-05-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519537 | J Marcus George | 10 South Wacker Drive Chicago IL 60606 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-10 | 4,305,008 | $11.16 | 9,552,017 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-05-10 | 72,458 | $0.00 | 9,479,559 | No | 4 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-05-10 | 3,000 | $12.00 | 3,842 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- This amount represents the $12.00 initial public offering price per share less the underwriting discount of $0.84 per share.
- CHS Private Equity V LP is the record holder of these securities. Reporting person is a limited partner of CHS Management V LP, which is the general partner of CHS Private Equity V LP. Reporting person disclaims beneficial ownership of the securities except to the extent of a pecuniary interest therein.
- CHS Private Equity V LP made a distribution of the net proceeds received by it from the initial public offering of the Issuer to its partners. CHS Management V LP, its general partner, elected to receive a portion of its distribution in the form of the Issuer's common stock and received 72,458 shares in respect thereof. Reporting person has a direct interest in 842 of those shares. Reporting person disclaims beneficial ownership of the other 71,616 shares distributed to CHS Management V LP, except to the extent of a pecuniary interest therein.
- This transaction was omitted from the reporting person's original Form 4.
- These shares were omitted from the reporting person's original Form 4.