Filing Details
- Accession Number:
- 0001140361-12-016569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 13:00:00
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 17:18:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1063494 | Kbw Inc. | KBW | Security Brokers, Dealers & Flotation Companies (6211) | 134055775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380496 | M Andrew Senchak | C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019 | Director, Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-15 | 85,986 | $17.94 | 318,753 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-15 | 0 | $0.00 | 364,363 | No | 4 | A | Indirect | Shares held by a family trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Indirect | Shares held by a family trust |
Footnotes
- Sale was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on March 13, 2012.
- This line does not reflect a separate transaction requiring reporting. It reflects shares indirectly beneficially owned by the reporting person. All 364,363 shares that are indirectly beneficially owned are held by the Andrew Senchak Family Trust.
Billionaire Hedge Funds
