Filing Details
- Accession Number:
- 0001140361-12-015519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 13:00:00
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 16:06:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392631 | Jr S Robert Howes | 200 Palmer Street Stroudsburg PA 18360 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-13 | 5,699 | $9.50 | 30,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-13 | 1 | $9.51 | 30,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-13 | 200 | $9.62 | 30,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-13 | 100 | $9.61 | 30,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,480 | Indirect | By 401(k) |
| Common Stock | 150 | Indirect | By child |
| Common Stock | 121 | Indirect | By spouse's IRA |
| Common Stock | 820 | Indirect | By IRA |
| Common Stock | 6,486 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 123,799 | 123,799 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 123,799 | 123,799 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
