Filing Details
- Accession Number:
- 0001179110-12-002514
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 12:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 16:43:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1017968 | Edgewater Technology Inc | EDGW | Services-Computer Programming, Data Processing, Etc. (7370) | 710788538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1141833 | David Clancey | 20 Harvard Mill Square Wakefield MA 01880 | Evp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-16 | 8,000 | $3.00 | 117,000 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 1,000 | $2.94 | 118,000 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 1,000 | $2.90 | 119,000 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-05 | 2,000 | $2.30 | 121,000 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-31 | 6,000 | $2.95 | 127,000 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2011-03-09 | 100,000 | $3.15 | 100,000 | $3.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2012-03-09 | 2018-03-09 | No | 5 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,415 | Indirect | By Employee Stock Purchase Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $4.40 | 2011-04-26 | 13,835 | 13,835 | Direct | |
| Common Stock | Stock Option | $3.72 | 2012-03-21 | 75,000 | 75,000 | Direct | |
| Common Stock | Stock Option | $6.18 | 2016-03-17 | 59,000 | 59,000 | Direct | |
| Common Stock | Stock Option | $9.07 | 2014-04-13 | 31,750 | 31,750 | Direct | |
| Common Stock | Stock Option | $2.84 | 2016-12-10 | 185,000 | 185,000 | Direct | |
| Common Stock | Stock Option | $2.84 | 2017-06-16 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-26 | 13,835 | 13,835 | Direct |
| 2012-03-21 | 75,000 | 75,000 | Direct |
| 2016-03-17 | 59,000 | 59,000 | Direct |
| 2014-04-13 | 31,750 | 31,750 | Direct |
| 2016-12-10 | 185,000 | 185,000 | Direct |
| 2017-06-16 | 75,000 | 75,000 | Direct |
Footnotes
- These options are fully vested.
- These options vest as follows: 16.67% on April 13, 2008; 33.34% on April 13, 2009; 50.00% on April 13, 2010; 66.68% on April 13, 2011; 83.35% on April 13, 2012; and 100.00% on April 13, 2013.
- These options vest 33% per year from the date of grant.
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