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Home > Insider Trading > Filing (0001209191-12-010013)

Filing Details

Accession Number:: 0001209191-12-010013
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2012-02-14 12:00:00
Reporting Period:: 2011-12-31

Filing Date:: 2012-02-14
Accepted Time:: 2012-02-14 17:03:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
924168	Energy Focus Inc	EFOI	Electric Lighting & Wiring Equipment (3640)	943021850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435314	G. Joseph Kaveski	32000 Aurora Road Solon OH 44139	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-05-11	100	$0.83	85,297	No	4	P	Direct
Common Stock	Acquisiton	2011-06-30	13,719	$0.41	99,016	No	4	A	Direct
Common Stock	Acquisiton	2011-12-31	33,089	$0.17	132,105	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	A	Direct
No	4	A	Direct

Footnotes

There was an error in the amount of securities acquired on the reporting persons 5/11/2009 Form 4 filing. The amount filed was 17,500, but should have been 17,600. These 17,600 shares were also not carried forward as of the reporting person's Form 4 filed 1/3/2011. The 'Amount of Securities Beneficially Owned Following Reported Transaction(s)' was filed as 67,697, but should have been 85,297.
Acquired through Employee Stock Purchase Plan.