Filing Details
- Accession Number:
- 0001209191-11-055449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 12:00:00
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 16:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1046327 | Realnetworks Inc | RNWK | Services-Computer Programming Services (7371) | 911628146 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498335 | N Matthew Hulett | C/O 2601 Elliott Avenue Suite 1000 Seattle WA 98121 | Svp, Games Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-09 | 1,566 | $6.84 | 1,566 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-09 | 1,566 | $7.58 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-11-09 | 1,566 | $0.00 | 1,566 | $6.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,684 | 2010-08-09 | 2016-08-09 | No | 4 | M | Direct |
Footnotes
- On August 23, 2011, the issuer paid a special dividend of $1.00 per share to its shareholders and on August 30, 2011, a 1-for-4 reverse split of the issuer's common stock became effective, resulting in the adjustment of the reporting person's holdings to reflect the special dividend and reverse stock split.
- Represents the weighted average sale price. The highest price at which shares were sold was $7.58 and the lowest price at which shares were sold was $7.5737.
- 25% of the options vested and became exercisable on August 17, 2010, and an additional 12.5% of the options vest and become exercisable upon the completion of each successive six months of employment until the options become fully vested on August 17, 2013, subject to the reporting individual's continued employment with RealNetworks, Inc.