Filing Details
- Accession Number:
- 0001140361-11-048049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-04 13:00:00
- Reporting Period:
- 2011-09-30
- Filing Date:
- 2011-10-04
- Accepted Time:
- 2011-10-04 15:21:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1419806 | Rare Element Resources Ltd | REE | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523297 | Thomas Mark Brown | C/O Rare Element Resources Ltd. 325 Howe Street, Suite 410 Vancouver A1 V6C 1Z7 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-30 | 2,000 | $5.40 | 4,000 | No | 4 | P | Indirect | Spouse |
Common Stock | Acquisiton | 2011-09-30 | 5,000 | $5.50 | 935,645 | No | 4 | P | Indirect | Pacific Opportunity Capital Ltd. |
Common Stock | Acquisiton | 2011-10-03 | 5,000 | $4.95 | 940,645 | No | 4 | P | Indirect | Pacific Opportunity Capital Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Spouse |
No | 4 | P | Indirect | Pacific Opportunity Capital Ltd. |
No | 4 | P | Indirect | Pacific Opportunity Capital Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 440,000 | Indirect | Registered Retirement Savings Plan |
Common Stock | 45,000 | Indirect | Spartacus Management Inc. |
Footnotes
- Amount expressed in Canadian dollars.
- Pacific Opportunity Capital Ltd. is a private company controlled by the reporting person.
- Spartacus Management Inc. is a private company wholly-owned by the reporting person.