Filing Details
- Accession Number:
- 0001181431-11-051439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-04 13:00:00
- Reporting Period:
- 2011-10-01
- Filing Date:
- 2011-10-04
- Accepted Time:
- 2011-10-04 16:04:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1359555 | Pendrell Corp | PCO | Radio & Tv Broadcasting & Communications Equipment (3663) | 980221142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193103 | P Richard Emerson | 2300 Carillon Point Kirkland WA 98033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-10-01 | 6,444 | $2.25 | 6,444 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-10-01 | 60,000 | $0.00 | 60,000 | $2.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2021-10-01 | No | 4 | A | Direct |
Footnotes
- The shares subject to this option will vest on the first anniversary of the option grant, with the effect that the shares become fully vested and exercisable after one year of service on the Board (subject to accelerated vesting in certain circumstances).
- Stock option to purchase 60,000 shares of the Issuer's Class A Common Stock granted on October 1, 2011, pursuant to the Issuer's Amended and Restated Board Compensation Policy for continued board service, under the 2000 Stock Incentive Plan, as Amended and Restated Effective June 15, 2007.
- Closing price of PCO stock on September 30, 2011 as quoted on the Nasdaq Global Market.