Filing Details
- Accession Number:
- 0001209191-11-042500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-04 13:00:00
- Reporting Period:
- 2011-08-02
- Filing Date:
- 2011-08-04
- Accepted Time:
- 2011-08-04 17:13:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492426 | Horizon Pharma Inc. | HZNP | Pharmaceutical Preparations (2834) | 272179987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1030575 | Francois Jean Formela | C/O Horizon Pharma, Inc. 1033 Skokie Blvd., Suite 355 Northbrook IL 60062 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-02 | 1,577,819 | $0.00 | 1,577,819 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 179,740 | $0.00 | 1,757,559 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 387,034 | $9.00 | 2,144,593 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 7,086 | $9.00 | 2,151,679 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 11,834 | $9.00 | 2,163,513 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 352,576 | $9.00 | 2,516,089 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 6,456 | $9.00 | 2,522,545 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 10,782 | $9.00 | 2,533,327 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-08-02 | 1,577,819 | $0.00 | 1,577,819 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2011-08-02 | 179,740 | $0.00 | 179,740 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 387,034 | $9.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 7,086 | $9.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 11,834 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,859,851 | Indirect | See FN |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 2.374 shares of preferred stock converted into one share of common stock upon the closing of the Issuer's initial public offering.
- The Reporting Person is a director of Atlas Venture Associates VI, Inc., the general partner of Atlas Venture Associates VI, L.P., the general partner of Atlas Venture Entrepreneurs' Fund VI, L.P. ("AVE") and Atlas Venture Fund VI, L.P. ("Venture") and the managing limited partner of Atlas Fund VI GmbH & Co. KG ("GmbH"). In such capacities he may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- Includes 46,003 shares held of record by AVE, 27,544 shares held of record by GmbH and 1,504,272 shares held by Venture.
- Includes 5,240 shares held of record by AVE, 3,137 shares held of record by GmbH and 171,363 shares held by Venture.
- Represents shares acquired upon conversion, in connection with the Issuer's initial public offering, of convertible promissory notes.
- Securities held in the name of Venture.
- Securities held in the name of GmbH.
- Securities held in the name of AVE.
- Includes 9,520 shares held of record by AVE, 5,700 shares held of record by GmbH and 311,304 by Venture.
- These securities are preferred stock of the Issuer and did not have an expiration date. Prior to the Issuer's initial public offering of common stock, the securities were convertible at any time at the election of the holder. The securities automatically converted into shares of common stock upon the closing of the issuer's initial public offering of common stock.
- Principal and accrued interest converted upon the Issuer's initial public offering of common stock, into shares of common stock.