Filing Details
- Accession Number:
- 0001144204-11-045746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 13:00:00
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 17:17:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510195 | Seth Taube | C/O Medley Capital Corporation 375 Park Avenue, Suite 3304 New York NY 10152 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-08-10 | 15,000 | $10.42 | 0 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-08-10 | 5,000 | $10.40 | 5,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 125,000 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.419 to $10.435, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
- These shares are owned directly by the reporting person's spouse.
- Attributes beneficial ownership of the shares of common stock owned by affiliates of MCC Advisors LLC to Brook Taube, Seth Taube and Andrew Fentress, who exercise dispositive power with respect to such shares.