Filing Details
- Accession Number:
- 0001127602-11-021088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-07 13:00:00
- Reporting Period:
- 2011-07-07
- Filing Date:
- 2011-07-07
- Accepted Time:
- 2011-07-07 15:06:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299911 | E Thomas Baker | 726 Exchange Street Suite 618 Buffalo NY 14210 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-07 | 1,425 | $13.16 | 43,593 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,725 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Units (deu) | $0.00 | 717 | 717 | Direct | ||
| Common Stock | Non-qualified Stock Option (Right to Buy) | $13.60 | 2008-05-15 | 2017-05-15 | 33,060 | 33,060 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 717 | 717 | Direct | |
| 2017-05-15 | 33,060 | 33,060 | Direct |
Footnotes
- DEUs convert into common stock on a 1-for-1 basis.
- DEUs have no exercise price.
- DEUs have no expiration date.
Billionaire Hedge Funds
