Filing Details
- Accession Number:
- 0001140361-11-037176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-18 13:00:00
- Reporting Period:
- 2011-07-14
- Filing Date:
- 2011-07-18
- Accepted Time:
- 2011-07-18 17:37:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311443 | Blueline Partners, L.l.c. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1338149 | Blueline Capital Partners, L.p. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1411986 | Blueline Capital Partners Iii, Lp | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1411987 | Blueline Partners Ii, Llc | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1460518 | Blueline Catalyst Fund Ix, L.p. | C/O Blueline Management Company 319 Diablo Road, Suite 200 Danville CA 94526 | Yes | No | Yes | No | |
1460781 | Blueline Capital Partners Ii, L.p. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-14 | 30,000 | $2.10 | 2,899,994 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-15 | 3,647 | $2.09 | 2,903,641 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-18 | 654 | $2.09 | 2,904,295 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These securities are owned by BlueLine Catalyst Fund IX, L.P. On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 2,869,994 shares of Common Stock.
- These securities are owned by BlueLine Capital Partners II, L.P.