Filing Details

Accession Number:
0001140361-11-037176
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-18 13:00:00
Reporting Period:
2011-07-14
Filing Date:
2011-07-18
Accepted Time:
2011-07-18 17:37:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311443 Blueline Partners, L.l.c. 319 Diablo Road
Ste 200
Danville CA 94526
No No Yes No
1338149 Blueline Capital Partners, L.p. 319 Diablo Road
Ste 200
Danville CA 94526
No No Yes No
1411986 Blueline Capital Partners Iii, Lp 319 Diablo Road
Ste 200
Danville CA 94526
No No Yes No
1411987 Blueline Partners Ii, Llc 319 Diablo Road
Ste 200
Danville CA 94526
No No Yes No
1460518 Blueline Catalyst Fund Ix, L.p. C/O Blueline Management Company
319 Diablo Road, Suite 200
Danville CA 94526
Yes No Yes No
1460781 Blueline Capital Partners Ii, L.p. 319 Diablo Road
Ste 200
Danville CA 94526
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-14 30,000 $2.10 2,899,994 No 4 P Direct
Common Stock Acquisiton 2011-07-15 3,647 $2.09 2,903,641 No 4 P Direct
Common Stock Acquisiton 2011-07-18 654 $2.09 2,904,295 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These securities are owned by BlueLine Catalyst Fund IX, L.P. On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 2,869,994 shares of Common Stock.
  2. These securities are owned by BlueLine Capital Partners II, L.P.