Filing Details
- Accession Number:
- 0001225208-11-012131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-21 13:00:00
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-21
- Accepted Time:
- 2011-04-21 17:18:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | President, Carrier Corporation | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-21 | 40,000 | $31.71 | 148,814 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-21 | 400 | $86.79 | 148,414 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 600 | $86.76 | 147,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 631 | $86.78 | 147,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 1,945 | $86.81 | 145,238 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 4,774 | $86.80 | 140,464 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 6,013 | $86.77 | 134,451 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 10,873 | $85.90 | 123,578 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-04-21 | 14,764 | $85.90 | 108,814 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-04-21 | 40,000 | $0.00 | 40,000 | $31.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,000 | 2006-01-02 | 2013-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Career Restricted) | 4,224 | Direct | |
Common Stock | 9,469 | Indirect | By Savings Plan Trustee |