Filing Details
- Accession Number:
- 0001140361-11-020860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 13:00:00
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 17:04:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37748 | Massey Energy Co | MEE | Bituminous Coal & Lignite Surface Mining (1221) | 950740960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240616 | Christopher John Adkins | C/O Massey Energy Company 4 North 4Th Street Richmond VA 23219 | Svp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-04 | 3,401 | $28.96 | 24,977 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 4,822 | $19.50 | 29,799 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 2,450 | $34.05 | 32,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-04 | 10,673 | $70.00 | 21,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-04-04 | 3,401 | $0.00 | 3,401 | $28.96 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-04-04 | 4,822 | $0.00 | 4,822 | $19.50 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-04-04 | 2,450 | $0.00 | 2,450 | $34.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-12 | 2017-11-12 | No | 4 | M | Direct |
| 4,823 | 2009-11-10 | 2018-11-10 | No | 4 | M | Direct |
| 4,899 | 2010-11-09 | 2019-11-09 | No | 4 | M | Direct |
Footnotes
- This cashless stock option exercise was made in accordance with a pre-established Rule 10b5-1 trading plan put in place by the reporting person.
- This sale of stock was made in accordance with a pre-established Rule 10b5-1 trading plan put in place by the reporting person.
- Consideration for these stock options is in the form of labor performed for services rendered to Massey, having a value of not less than the present fair market value of a like manner of options of common stock of Massey on the date of grant.
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