Filing Details
- Accession Number:
- 0001144204-11-020226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 13:00:00
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 16:13:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397821 | Duff & Phelps Corp | DUF | Security Brokers, Dealers & Flotation Companies (6211) | 208893559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321523 | Edward Forman | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | Executive Vp, Gen. Cnsl., Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-04-01 | 10,899 | $15.89 | 83,638 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-04-04 | 1,700 | $15.77 | 81,938 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Forman on March 14, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.