Filing Details
- Accession Number:
- 0001388431-11-000006
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-04-01 13:00:00
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-04-01
- Accepted Time:
- 2011-04-01 16:27:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388319 | Bioheart Inc. | BHRT | Services-Commercial Physical & Biological Research (8731) | 650945967 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388388 | J Howard Leonhardt | 13794 Nw 4Th Street Suite 212 Sunrise FL 33325 | Chief Technology Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-29 | 3,136,520 | $0.66 | 7,877,903 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2010-03-29 | 940,956 | $0.00 | 940,956 | $0.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,030,989 | 2010-09-29 | 2013-03-29 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $5.67 | 2005-12-31 | 2011-12-30 | 23,167 | 26,379 | Direct |
| Common Stock | Stock Option (right to buy) | $5.67 | 2005-12-31 | 2015-12-30 | 3,212 | 26,379 | Direct |
| Common Stock | Warrant (right to buy) | $0.82 | 2009-11-14 | 2012-05-14 | 38,823 | 1,030,989 | Direct |
| Common Stock | Warrant (right to buy) | $0.90 | 2009-11-29 | 2012-05-29 | 18,801 | 1,030,989 | Direct |
| Common Stock | Warrant (right to buy) | $0.89 | 2009-12-04 | 2012-06-04 | 12,972 | 1,030,989 | Direct |
| Common Stock | Warrant (right to buy) | $0.85 | 2009-12-11 | 2012-06-11 | 19,437 | 1,030,989 | Direct |
| Common Stock | Warrant (right to buy) | $7.69 | 2008-06-01 | 2017-05-31 | 203,870 | 407,738 | Direct |
| Common Stock | Warrant (right to buy) | $7.69 | 2008-10-10 | 2017-10-09 | 203,868 | 407,738 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-30 | 23,167 | 26,379 | Direct |
| 2015-12-30 | 3,212 | 26,379 | Direct |
| 2012-05-14 | 38,823 | 1,030,989 | Direct |
| 2012-05-29 | 18,801 | 1,030,989 | Direct |
| 2012-06-04 | 12,972 | 1,030,989 | Direct |
| 2012-06-11 | 19,437 | 1,030,989 | Direct |
| 2017-05-31 | 203,870 | 407,738 | Direct |
| 2017-10-09 | 203,868 | 407,738 | Direct |
Footnotes
- Shares are directly and jointly held by Mr. Leonhardt and his former spouse.
- Warrant issued to Mr. Leonhardt and his former spouse.
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