Home > Insider Trading > Filing (0001127602-11-011486)

Filing Details

Accession Number:: 0001127602-11-011486
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-31 13:00:00
Reporting Period:: 2011-03-30

Filing Date:: 2011-03-31
Accepted Time:: 2011-03-31 16:36:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1301063	Alpha Natural Resources Inc.	ANR	Bituminous Coal & Lignite Surface Mining (1221)	421638663

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305728	J Frank Wood	One Alpha Place P. O. Box 2345 Abingdon VA 24212	Evp, Cfo, And Treas	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-30	30,000	$7.87	151,556	No	4	M	Direct
Common Stock	Disposition	2011-03-30	30,000	$60.00	121,556	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Options (Right to Buy)	Disposition	2011-03-30	30,000	$0.00	30,000	$7.87

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
80,079		2014-08-10	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2011.
Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $60.00 to $60.12. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
Balance reflects adjustment related to over-reporting of 5 shares on reporting person's Form 4 filed on August 4, 2009; the adjustment relates to a rounding discrepancy in connection with the 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, In. and Foundation Coal Holdings Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.)
Price reflects adjustment for 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.)
The 287,335 shares of common stock originally subject to this option were set tol vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation approved the vesting of 10 percent of the options effective December 31, 2004, 20 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.